Our solutions assist clients or organizations in determining whether to conduct or continue 
to conduct securities or commodities business with other firms or their associated persons. 
It will further in the case of judicial proceedings or arbitration proceedings relating to 
securities or commodities transactions, including non-commercial purposes consistent with 
the promotion of just and equitable principles of trade and the protection of investors and 
the public interest. The use of our solution is conditioned upon client acceptance, without 
modification, of all terms and conditions of our agreement(s).